KRAKEN SECURITIES Institutional · Member FINRA / SIPC
Delaware LLC · Good Standing · FINRA CRD# 324343 · SEC# 8-71030

KRAKEN SECURITIES LLC

Institutional page for Kraken Securities LLC, a Delaware limited liability company and registered broker-dealer. This site provides corporate and regulatory information. It is not a trading platform.

File No. 7116536 Formed 11/02/2022 Good Standing FINRA Member SIPC Member 53 Jurisdictions

About the Company

Information drawn from the Delaware Certificate of Status and FINRA BrokerCheck records.

Identification

KRAKEN SECURITIES LLC

Limited Liability Company – Delaware

File No.: 7116536

Formed on November 2, 2022

Principal Office

200 East Las Olas Blvd, 14th Floor

Fort Lauderdale, FL 33301-2299

United States

Regulated by FINRA Florida Office

Ownership

Sole Member: Payward, Inc.

Percentage of Ownership: 75% or more

Name changed from Payward Equities LLC (February 5, 2025)

Status

In Good Standing and duly authorized to transact business in Delaware as of February 17, 2025.

Annual taxes paid to date.

Authentication: 202949976

Regulatory Status

Registered broker-dealer with the U.S. Securities and Exchange Commission and member of FINRA and SIPC.

GOOD STANDING · NO FIRM DISCLOSURES

FINRA CRD# 324343 · SEC# 8-71030

Kraken Securities is registered with the SEC as a broker-dealer and is a member of the Financial Industry Regulatory Authority (FINRA) and the Securities Investor Protection Corporation (SIPC). It is registered in 53 U.S. states and territories. There are no disclosure events reported about this firm on FINRA BrokerCheck.

Delaware Certificate of Status confirms the entity is in Good Standing. Verify online at corp.delaware.gov/authver.shtml using Authentication No. 202949976.

Official verification: FINRA BrokerCheck · krakensus.com

Operations

Brokerage services offered through Kraken Securities.

Broker-Dealer Services

Registered broker-dealer providing brokerage services. The firm conducts multiple types of businesses and is affiliated with financial and investment institutions. It maintains referral or financial arrangements with other brokers or dealers as disclosed in regulatory filings.

Registrations

Registered with the SEC, one Self-Regulatory Organization (FINRA), and 53 U.S. states and territories. Not currently suspended with any regulator. Fiscal year ends in December.

Important Distinctions

Securities services offered by Kraken Securities LLC are subject to FINRA and SEC oversight. Always review official disclosures on krakensus.com and verify current status independently via FINRA BrokerCheck. This page is for informational purposes only.

Institutional Contact

Principal office and official channels.

Principal Office

Kraken Securities LLC
200 East Las Olas Blvd, 14th Floor
Fort Lauderdale, FL 33301-2299
United States

Business Telephone
+1 (262) 399-4984

Verify Independently

Confirm registration and status on FINRA BrokerCheck and the Delaware Secretary of State records before conducting business.

VIEW ON BROKERCHECK KRAKENSUS.COM